Qualified Retirement Plans
Integrated Wealth Management LLC offers a full spectrum of services for your Qualified Retirement Plan whether you are a small company with one location or a large company with locations across America.
Plan Feasibility Study -- Should you establish a plan? Will your employees participate?
Plan Design Assistance -- What is the best Plan for you to establish? Do you currently have the best Plan for your company?
Plan Adoption -- We can provide all the documents necessary to adopt your Plan or work with your attorney/ERISA lawyer in the adoption of your Plan.
Investment Product Selection -- We provide a "create your own" open archtecture multi-manager platform as well a vendor sponsored products from the major pension vendors. Self directed brokerage accounts are available for participants who wish to select investments not available from the Plan menu. We can assist you with the preparation of your RFP for vendor selection and help you conduct the due diligence required under ERISA for compliance.
Investment Policy Statement -- We will work with your Plan Committee to prepare the required Investment Policy Statement.
Plan Enrollment -- We will conduct all enrollment meetings in person or, where necessary, provide enrollment webinars or conference calls. Employees are educated on the operation of the Plan and the investment opportunities from the Plan Menu.
Assist Terminating Employees -- We will consult with terminating employees on the best option for transition of Plan assets or Rollovers.
Semi-Annual Review -- We will meet with the Investment Committee semi-annually to review the Investment Policy Statement and provide investment due diligence.
Annual Plan Review -- We will provide a Plan review annually to include Plan activity, Plan Assets, Plan Participation and investment performance.
Fiduciary Standards -- We will assist the Plan Sponsor in managing fiduciary responsibility as desired. Fiduciary Standards Warranties are available from many vendors and we can provide access to Accredited Investment Fiduciary Designees, Third Party Trustees, (3)-38 Fiduciaries and a multiple employer Platinum 401k Plans.
Employee Workshops -- We will conduct quarterly employee workshops and allow time for individual break-out sessions for one-on one meetings, if necessary.
For assistance with any of our Qualified Retirement Plans, or for further information, contact Integrated Wealth Management today.